Survey documents

Liquidity Monitoring Tools (LMT)

Name of survey
LMT_G (FINMA supervisory categories 1 and 2)
LMT_GO (FINMA supervisory categories 3 to 5)
Forms
LMTxxx
Coverage
Liquidity Monitoring Tools
Type of survey
Full sample survey
Reporting institutions
Reporting on a single entity basis:
All banks as defined by the Banking Act (SR 952.0), as well as branches of foreign banks.
All account-holding securities firms as defined by the Financial Institutions Act (SR 954.1), as well as account-holding branches of foreign securities firms.

Reporting on a consolidated basis:
Financial groups and financial conglomerates as defined by the Banking Act, which are subject to group and conglomerate supervision by FINMA.
Financial groups or of financial conglomerates, as defined by the Financial Institutions Act, which are subject to group and conglomerate supervision by FINMA and which include an account-holding securities firm.
Subsidiary financial groups are also required to report data.
Reporting entity
Financial group and single entity
Frequency
LMT_G: monthly
LMT_GO: quarterly
Deadline
LMT_G: 30 days
LMT_GO: 60 days
Participants
Swiss Financial Market Supervisory Authority (FINMA)

Advance notification

Reporting LMT, Group/Single entity (LMT_G)

Reporting LMT, Group/Single entity (with Facilitation) (LMT_GO)

Current survey releases

Reporting LMT, Group/Single entity (with Facilitation) (LMT_GO)