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Capital adequacy reporting according to art. 47a ff. CAO (valid to 31.12.2024)

SBR
Name of survey

PSBR_CA, CSBR_CA

Forms

PSBR_CAL, CSBR_CAL

Coverage

Eligible and required capital

Type of survey

Partial sample survey

Reporting institutions

Single entity basis:
Banks as defined by the Banking Act (SR 952.0) and securities firms as defined by the Financial Institutions Act (SR 954.1), which are eligible for the simplifications according to art. 47a ff. Capital Adequacy Ordinance (CAO; SR 952.03).

Consolidated basis:
Financial groups as defined by the Banking Act and the Financial Institutions Act, which are eligible for the simplifications according to art. 47a ff. CAO.

Reporting entity

PSBR_CA: parent company;
CSBR_CA: group

Frequency

PSBR_CA: quarterly;
CSBR_CA: semi-annually

Deadline

6 weeks

Participants

Swiss Financial Market Supervisory Authority (FINMA)

Model type

coordinates-based

Delivery formats

XLSX, XML

Special provisions

On 26 June 2024, the Federal Council confirmed the implementation of the revised capital adequacy requirements under Basel III final, effective 1 January 2025, with the first reporting date therefore being 31 March 2025. The previous surveys on capital adequacy reporting under Basel III have thus now been superseded. The surveys for capital adequacy reporting under the final Basel III standards will now be conducted by FINMA. Detailed information on FINMA reporting can be found on the FINMA website.

Surveys

CSBR_CA
Capital adequacy reporting according to art. 47a ff. CAO, consolidated Capital adequacy reporting according to art. 47a ff. CAO, consolidated
PCSBR_DOC
Documentation Documentation
PSBR_CA
Capital adequacy reporting according to art. 47a ff. CAO, enterprise Capital adequacy reporting according to art. 47a ff. CAO, enterprise

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