Supervisory reporting
Name of survey
AUR_U, AUR_UEA, AUR_UES, AURH_U
AUR_K, AUR_KEA, AURH_K
AUR_K, AUR_KEA, AURH_K
Forms
AUxxx (Forms are only available in German and French)
Coverage
Data according to the circular on supervisory reporting (banks), issued by the Swiss Financial Market Supervisory Authority (FINMA; FINMA-Circ. 08/14)
Type of survey
Full sample survey for: AUR_U, AURH_U
Partial sample survey for: AUR_UEA, AUR_UES, AUR_K, AURH_K, AUR_KEA
Partial sample survey for: AUR_UEA, AUR_UES, AUR_K, AURH_K, AUR_KEA
Reporting institutions
AUR_U, AURH_U: All banks and securities firms as defined in FINMA-Circ. 08/14, margin no. 4.
AUR_K, AURH_K: Financial groups as defined in FINMA-Circ. 08/14, margin nos. 5 and 6.
AUR_UES: banks and account-holding securities firms
AUR_UEA, AUR_KEA: Banks and securities firms as defined in the Notes on Supervisory Reporting, Chapter III, paragraph 7 Breakdown of assets under management.
AUR_K, AURH_K: Financial groups as defined in FINMA-Circ. 08/14, margin nos. 5 and 6.
AUR_UES: banks and account-holding securities firms
AUR_UEA, AUR_KEA: Banks and securities firms as defined in the Notes on Supervisory Reporting, Chapter III, paragraph 7 Breakdown of assets under management.
Reporting entity
Individual basis: AUR_U, AUR_UEA, AUR_UES, AURH_U
Consolidated basis: AUR_K, AUR_KEA, AURH_K
Consolidated basis: AUR_K, AUR_KEA, AURH_K
Frequency
Annually per reference date of annual financial statements for: AUR_U, AUR_UEA, AUR_UES, AUR_K, AUR_KEA
Annually per reference date of interim financial statements for: AURH_U, AURH_K
Annually per reference date of interim financial statements for: AURH_U, AURH_K
Deadline
60 days
Participants
Swiss Financial Market Supervisory Authority (FINMA)